Broker Check

Our Process

Identify Goals

During our initial meeting, we will listen and get to know each other so we can identify what to improve, develop, or change as it relates to your wealth. By listening carefully and completing a confidential client profile, we will be able to determine your risk tolerance, your long term financial goals and objectives and set the foundation of your wealth plan.

Plan Development

We will conduct a portfolio risk assessment on your current investments and review your current statements. Our goal is to carefully develop a plan to ensure your financial goals and objectives are in line with your comfort in taking risk and that your plan is precisely tailored to you.


Education is the key to transparency and we will help you understand our investment process and strategies. Once you have a thorough understanding, we will implement your personalized plan.


Once your plan is in place and active, you will define how we communicate with you - phone, email, mailings, or in-person. You can expect us to deliver proactive, transparent communication and service that exceeds your expectations. You will also gain anytime access to statements and account activity through our portal, Account Access. We will schedule annual reviews to ensure your financial goals and objectives remain.